This is an excellent opportunity for any individual that is looking for a career in financial services with ongoing support for learning and development through professional qualifications. The successful applicant will be working closely with the Compliance Manager on specific activities and projects to support the smooth running of this professional practice and will be responsible for supporting insurance intermediaries on a wide range of compliance matters.
Report directly to the Compliance Manager
Carry out, evidence and report on compliance monitoring activities of client firms to ensure their compliance with regulatory standards
Assist with new adviser applications and referencing requirements
Prepare reports as required
Develop sound knowledge of health and Life insurance products
Build and maintain valuable working relationships with clients
Answer incoming calls into the firm
Keep up to date with changes in regulatory, legislative and market practices that impact businesses
Ideally degree educated or with two years’ work experience in the Insurance industry.
Good knowledge of how to operate word, excel and outlook is essential
Excellent communication and interpersonal skills
Good organisational skills
Professional telephone manner
A reliable and trusted person with a positive attitude and good communication skills
Strong understanding of all regulations that impact a financial service firm
Strong analytical skills
Strong report writing skills
Ability to work on own initiative
Ability to undertake a variety of tasks and maintain accuracy and quality
Good time management
This Vacancy Has Been Filled
This role has recently been filled.
Role: Compliance Officer